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| | |  Articles/Publications
Industrial Ecology: An Environmental Agenda
for Industry
By Hardin B. C. Tibbs © 1992
Managing for the Global Environment--a Complex
Challenge
Operating on a global scale brings problems
at a global level. The environmental issues now facing industry
are no longer focused simply on local toxic impacts--although
these remain potentially serious. There are now unintended effects
on the total global environment, of which global warming and
ozone depletion may be only the most visible of a multitude
of adverse symptoms.
The emerging environmental challenge requires
a technical and management approach capable of addressing problems
of global scope. By contrast, the environmental agenda of companies
today is frequently driven by a list of individual issues because
there is no accepted overall framework to shape comprehensive
programs.
Corporate environmental agendas typically list
goals such as eliminating the use of chlorofluorocarbons (CFCs),
promoting recycling, increasing energy efficiency, and minimizing
the production of hazardous waste. The question is whether this
kind of action list goes far enough in dealing with underlying
causes, or whether it is largely treating symptoms. Will it
protect business against further "environmental surprises"?
In its complexity, the global environmental problem-set somewhat
resembles an iceberg--well-publicized environmental problems
are the visible one-tenth above the surface. We still know too
little about the adaptive capacity of the natural environment
as a whole to predict confidently how it will react to continuing
industrialization. If the iceberg suddenly rolls over, it could
expose problems that the average business is quite unprepared
for.
Effective defense against this uncertainty will
be based on the recognition of a key principle. The ultimate
driver of the global environmental crisis is industrialization,
which means significant, systemic industrial change will be
unavoidable if society is to eliminate the root causes of environmental
damage. The resulting program of business change will have to
be based in a far-sighted conceptual framework if it is to ensure
the long-term viability of industrialization, and implementation
will need to begin soon.
The aim of this paper is to introduce and discuss
the concept of industrial ecology as the best available candidate
for this needed conceptual framework. In essence, industrial
ecology involves designing industrial infrastructures as if
they were a series of interlocking man-made ecosystems interfacing
with the natural global ecosystem. Industrial ecology takes
the pattern of the natural environment as a model for solving
environmental problems, creating a new paradigm for the industrial
system in the process. This is "biomimetic" design on the largest
scale, and represents a decisive reorientation from conquering
nature--which we have effectively already done--to cooperating
with it.
The time is right for the adoption of such an
approach. Environmental concern is no longer a fringe preoccupation,
but now enjoys broad social recognition and popular support.
Government environmental legislation is becoming increasingly
stringent, and the media frequently act as environmental proponents
in reporting environmental damage. As a result, major companies
are beginning to react with what has been called "corporate
environmentalism." And this, in turn, is creating the need for
a means of orienting strategy, management, and technology in
an emerging world of environmentally-aware business practice.
A Conceptual Model for Systemic Change
The problem of localized environmental impacts
has been well understood for many years, and industry and regulatory
authorities have evolved procedures for minimizing classic environmental
problems such as local emission of toxic pollutants. But the
scale of industrial production is now so great that even normally
nontoxic emissions, like carbon dioxide, have become a serious
threat to the global ecosystem. Seen in its broadest terms,
the problem for our industrial system is that it is steadily
growing larger in comparison with the natural environment, so
that its outputs are reaching levels that are damaging because
of their sheer volume, regardless of whether they are traditional
pollutants or not. The relative scale of the industrial system
is remarkable: the industrial flows of nitrogen and sulfur are
equivalent to or greater than the natural flows, and for metals
such as lead, cadmium, zinc, arsenic, mercury, nickel, and vanadium,
the industrial flows are as much as twice the natural flows--and
in the case of lead, 18 times greater.1 The natural
environment is a brilliantly ingenious and adaptive system,
but there are undoubtedly limits to its ability to absorb vastly
increased flows of even naturally abundant chemicals and remain
the friendly place we call home.
The scale of industrial production worldwide seems
set for inexorable growth. All countries clearly aim to achieve
the levels of material prosperity enjoyed in the West, and they
intend to do it by industrializing. Since their wish represents
market growth to western companies, and is directly in line
with current democratic and economic rhetoric, it seems politically
inevitable. Indeed, leaving aside environmental concerns, simple
equity argues that it is also morally unavoidable. We are witnessing
the evolution of a fully industrialized world, with global industrial
production, global markets, global telecommunications highways,
and global prosperity. This prospect brings the realization
that current patterns of industrial production will not be adequate
to sustain environmentally safe growth on such a scale and are
therefore all but obsolete.
The challenge stems from the fact that we are
constructing an artificial global system within a preexisting
natural one. It is easy to forget that the industrial system
as a whole, as it is now structured, depends on a healthy natural
global ecosystem for its functioning. While the industrial system
was small, we regarded the natural global ecosystem as limitlessly
vast. As a result we treated the functioning of the natural
system as irrelevant to our industrial operations. But the continuing
expansion of the worldwide industrial system will oblige us
to reconsider this view.
The solution will be an approach that allows the
two systems to coexist without threatening each other’s viability.
Nature is the undisputed master of complex systems, and in our
design of a global industrial system we could learn much from
the way the natural global ecosystem functions. In doing so,
we could not only improve the efficiency of industry but also
find more acceptable ways of interfacing it with nature. Indeed,
the most effective way of doing this is probably to model the
systemic design of industry on the systemic design of the natural
system. This insight is at the heart of the closely related
concepts of industrial ecology, industrial ecosystems, industrial
metabolism, and industrial symbiosis, all of which have been
emerging in recent years. The question facing industry is to
understand how this thinking might function in practice, and
what implementation would involve.
At the moment, the industrial "system" is less
a system than a collection of linear flows--drawing materials
and fossil energy from nature, processing them for economic
value, and dumping the residue back into nature (see Figure
1). This "extract and dump" pattern is at the root of
our current environmental difficulties. The natural environment
works very differently. From its early non-cyclic origins, it
has evolved into a truly cyclic system, endlessly circulating
and transforming materials, and managing to run almost entirely
on ambient solar energy. There is no reason why the international
economy could not be reframed along these lines as a continuous
cyclic flow of materials requiring a significantly lower level
of energy input, and a vastly lower level of raw materials input
from, and waste output to, the natural environment. Such a "cyclic
economy" would not be limited in terms of the economic activity
and growth it could generate, but it would be limited in terms
of the input of new materials and energy it required.
There are many characteristic features of the
natural global ecosystem that could usefully be emulated by
industry:
• In the natural system there is no such thing
as "waste" in the sense of something that cannot be absorbed
constructively somewhere else in the system. (An example: carbon
dioxide exhaled by animals is absorbed by plants as a "feedstock"
for photosynthesis.)
• Life-giving nutrients for one species are derived
from the death and decay of another. (Bacteria and fungi in
soil break down animal and plant wastes for use by growing plants.)
• Concentrated toxins are not stored or transported
in bulk at the system level, but are synthesized and used as
needed only by the individuals of a species. (Snake venom is
produced in glands immediately behind the snake’s teeth.)
• Materials and energy are continually circulated
and transformed in extremely elegant ways. The system runs entirely
on ambient solar energy, and over time has actually managed
to store energy in the form of fossil fuel. (The cycling of
nitrogen from the atmosphere into protein and back again to
the atmosphere is accomplished by an intricate chain of bacterial,
plant and animal metabolism.)
• The natural system is dynamic and information-driven,
and the identity of ecosystem players is defined in process
terms. (The metabolic and instinctive activity of species is
coded in their DNA and shapes much behavior in ecosystems, which
can be viewed as systems for transforming chemicals and energy.)
• The system permits independent activity on the
part of each individual of a species, yet cooperatively meshes
the activity patterns of all species. Cooperation and competition
are interlinked, held in balance. (The behavior of species in
ecosystems is modified in an interactively choreographed flow
of responses to the availability of food, variations in seasonal
climate, the immigration of new species, etc. Competition for
food resources is often minimized by "timesharing" or niche
adaptation.)
The aim of industrial ecology is to interpret
and adapt an understanding of the natural system and apply it
to the design of the man-made system, in order to achieve a
pattern of industrialization that is not only more efficient,
but which is intrinsically adjusted to the tolerances and characteristics
of the natural system. The emphasis is on forms of technology
that work with natural systems, not against them.
An industrial system of this type will have built-in insurance
against environmental surprises, because their underlying causes
will have been eliminated at the design stage.
Our industrial system ultimately depends on the
natural ecosystem because it is embedded within it. Our challenge
now is to engineer industrial infrastructures that are good
ecological citizens so that the scale of industrial activity
can continue to increase to meet international demand without
running into environmental constraints, or, put another way,
without resulting in a net negative impact on the quality of
life.
The Business Context--"Corporate Environmentalism"
The backdrop to industrial ecology is a history
of environmental debate spanning two decades or more. Basic
environmental awareness was established by the late 1960s, following
publication of books such as Rachel Carson’s Silent Spring2,
and began to attract serious academic attention in the 1970s.
The application of computer modelling to environmental issues
resulted in the Limits to Growth3 study for
the Club of Rome, and the Global 2000 Report4
to President Carter, which it inspired in the early 1980s. The
essential conclusions of these reports were that unchecked industrial
growth would inevitably lead to significant worldwide environmental
degradation, and that serious consideration must therefore be
given to curtailing industrial growth.
This point of view was not without its critics:
the most vocal and cogent of these was probably Herman Kahn,
who, in his book The Resourceful Earth5, coauthored
with Julian Simon, refuted the idea that the earth is as fragile
environmentally or as limited in resources as the earlier analyses
had assumed. The need for some environmental caution was accepted,
but it was argued that the level of public concern was already
at a level fully adequate to ensure a corrective business response.
Indeed, it was argued, any extra governmental action on the
environment--in the form of added regulatory burden--ran the
risk of weakening the long-term health of the economy and detracting
more from future wealth and quality of life than would the postulated
environmental deterioration.
Elements from both poles of the argument appear
to be converging into a commitment to action. Industry increasingly
accepts the environmental imperative, and has many programs
in place to repair the environmental mistakes of the past. Environmental
regulations have proliferated to become a mature and formidable
body of legislation. The prospect of radical energy efficiency
through new technologies has demonstrated that further economic
growth may indeed be compatible with environmental stability.
At the same time, as is made clear in the recently
published book Beyond the Limits6, written
by the original Limits to Growth authors, current levels
of industrial throughput are now seriously eating into the environment’s
ability to replenish natural biological stocks and neutralize
pollution. And there is generally acknowledged evidence of serious
systemic environmental damage, which only threatens to get worse.
In other words, there actually is an environmental problem,
and there is general agreement that something needs to be done
about it. The difficulty is that environmental debate so far
has been focused on making a case for environmentalism, or arguing
against it, and has not provided industry with a clear agenda
for positive environmental response.
An effective environmental agenda will be one
that industry can align with easily. In contemplating significant
change, business needs to be able to find common ground with
the program of action being proposed. Business, in keeping with
its entrepreneurial roots, is essentially optimistic and forward
looking, with a preference for action and a willingness to accept
measured risk. It has a bias toward innovation, and a desire
for independence and leadership. It also prefers an objective
that can be clearly interpreted in management and technical
terms, and is compatible with business activity. The ideal agenda
should allow progress to be measured, enhance business performance,
and be applicable in any industry, permitting alliances and
cooperation among corporations and between industries.
Most existing environmental analysis and commentary
has not been framed to incorporate these attitudes, but the
intent of industrial ecology is to create a common cause between
industry and environmentalism. Philosophically, it is based
on a set of implicit assertions:
• With appropriate design, industrial activities
can be brought into balance with nature, and industrial growth
with low environmental impact is possible. As a result, we have
the ability to make industrial development sustainable in the
long term, but to do so we must actively apply the appropriate
policies and technologies.
• Technology itself is simply an expression of
fundamental human curiosity and ingenuity. It is no more intrinsically
"unnatural" than human beings themselves and would merely be
reinvented if we tried to get rid of it. This view affirms both
technology and innovation, but introduces the idea that technology
can be designed for improved social and environmental yield,
since it is shaped by human decisions.
• Today’s problems are so complex they can only
be solved by the creation of future newness--there is no "way
back" to a supposedly better earlier time. For instance, if
we chose to stop all use of nuclear power, the simple need to
keep existing radioactive waste safe would require that we retain
nuclear know-how indefinitely into the future.
The realization that environmental objectives
can be compatible with continued technological development and
wealth creation is a key element in the continuing evolution
of business attitudes toward environmental issues. It comes
as companies have been progressively moving from a minimal posture
focused on cleaning up past mistakes to a much more active role
that seeks to avoid future environmental errors.
Initially, business had a hard time taking environmentalism
seriously, and saw the philosophy underpinning it as passive,
regressive, anti-growth, and anti-technology--an attitude that
made genuine action on environmental issues almost impossible.
In the terminology of strategic planning, the resulting posture
was purely reactive. Any environmental action taken was largely
in response to the pressure of legislation or public opinion.
In its narrowly-defined desire to defend the status quo and
to remain profitable, the company of yesterday restricted itself
to the minimum effort necessary to ensure compliance and end-of-pipeline
cleanup. This posture was intrinsically vulnerable to unanticipated
risks and unforeseen costs, and suffered from an inability to
acknowledge new business opportunities being created by environmental
concern.
The emerging "green corporation," on the other
hand, accepts the environmental imperative and willingly assumes
the mantle of environmental leadership. It adopts a truly "proactive"
strategic posture, favoring voluntary product and process redesign,
as well as the avoidance of pollution and waste, and welcoming
cooperation and alliances with other organizations. In short,
it takes the long-term view and addresses environmental issues
by attacking their root causes. This new outlook has been aptly
termed "corporate environmentalism," and is founded on the recognition
that environmentalism can be compatible with good business and
is essential for business survival.
Industrial ecology gives structure and consistency
to emerging corporate environmental conviction. As a framework
for environmental strategy, industrial ecology is uniquely able
to provide the coordinating vision for effective management
planning and technical implementation in tomorrow’s green corporation.
It may even evolve into an intellectual platform that will frame
public environmental debate. Industrial ecology promises to
give industry the power to anticipate risk and opportunity,
to provide real environmental leadership, and to engineer lasting
solutions to issues of pressing social concern.
Industrial Ecology in Detail
Applied industrial ecology is an integrated
management and technical program (see
Figure 2). On the management side, it offers tools
for analysis of the interface between industry and the environment,
and provides a basis for developing strategic options and policy
decisions. The analytical tools go beyond existing Life Cycle
Analysis (LCA) methods, to the detailed mapping of existing
industrial ecosystems and the patterns of industrial metabolism
within industrial processes. These new methods are described
in the sections that follow.
On the technical side industrial ecology offers
specific engineering and operational programs for data gathering,
technology deployment and product design. The techniques and
technologies of real-time environmental monitoring are becoming
increasingly sophisticated, and will be integrated using information
technology as a practical tool for mapping and managing environmental
impacts. Process and product design will reflect industrial
ecology thinking from initial design principles to final decommissioning
and disassembly.
Over time, the application of these new tools
and techniques will lead to conceptual and practical advances
in at least six areas (see Figure
3).
1 • The creation of industrial ecosystems
Industrial ecosystems are a logical extension
of life-cycle thinking, moving from assessment to implementation.
They involve "closing loops" by recycling, making maximum use
of recycled materials in new production, optimizing use of materials
and embedded energy, minimizing waste generation, and reevaluating
"wastes" as raw material for other processes. They also imply
more than simple "one-dimensional" recycling of a single material
or product--as with, for example, aluminum beverage can recycling.
In effect, they represent "multidimensional" recycling, or the
creation of complex "food webs" between companies and industries.
A very literal example of this concept is provided
by industrial environmental cooperation at the town of
Kalundborg,
80 miles west of Copenhagen in Denmark.7 The cooperation
involves an electric power generating plant, an oil refinery,
a biotechnology production plant, a plasterboard factory, a
sulfuric acid producer, cement producers, local agriculture
and horticulture, and district heating in Kalundborg (see Figure
4).
In Kalundborg in the early 1980s, Asnaes, the
largest coal-fired electricity generating plant in Denmark,
began supplying process steam to the Statoil refinery and the
Novo Nordisk pharmaceutical plant. Around the same time it began
supplying surplus heat to a Kalundborg district heating scheme
that has permitted the shut-down of 3,500 domestic oil-burning
heating systems. Before this, Asnaes had been condensing the
steam and releasing it into the local fjord. Fresh water is
scarce in Kalundborg and has to be pumped from lake Tissø
some seven or eight miles away, so water conservation is important.
Statoil supplies cooling water and purified waste water to Asnaes,
which will soon also use purified waste water from Novo Nordisk.
Gyproc, the wallboard producer, had been buying
surplus gas from the refinery since the early 1970s, and in
1991 Asnaes began buying all the refinery’s remaining surplus
gas, saving 30,000 tons of coal a year. This initiative was
possible because Statoil began removing the excess sulfur in
the gas, to make it cleaner-burning. The removed sulfur is sold
to Kemira, which runs a sulfuric acid plant in Jutland. Asnaes
is also moving to desulfurize its smoke, using a process that
yields calcium sulfate as a side product. 80,000 tons of this
a year will be sold to Gyproc as "industrial gypsum"--a substitute
for the mined gypsum it currently imports. In addition, fly
ash from Asnaes is used for cement-making and road-building.
Asnaes also uses its surplus heat for warming
its own sea-water fish farm, which produces 200 tons of trout
and turbot a year for the French market. Sludge from the fish
farm is used as fertilizer by local farmers. Asnaes has more
surplus heat available, and there are plans to use it for a
37 acre horticulture operation under glass. 330,000 tons a year
of high nutrient-value sludge from the fermentation operations
at Novo Nordisk are also being used as a liquid fertilizer by
local farms. This type of sludge is normally regarded as waste,
but Novo Nordisk is treating it by adding chalk-lime and holding
it at 90°C for an hour to neutralize any remaining microorganisms.
It is significant that none of the examples of
cooperation at Kalundborg was specifically required by regulation,
and that each exchange or trade is negotiated independently.
Some were based strictly on price, while others were based on
the installation of infrastructure by one party in exchange
for a good price offered by the other. In some cases mandated
cleanliness levels, such as the requirement for reduced nitrogen
in waste water, or the removal of sulfur from flue gas, have
permitted or stimulated reuse of wastes, and have certainly
contributed to a climate in which such cooperation became feasible.
The earliest deals were purely economic, but more recent initiatives
have been made for largely environmental reasons and it has
been found that these can be made to pay, too. At Kalundborg,
the pattern of cooperation is described as "industrial symbiosis,"
but it seems more appropriate to consider it as a pioneering
industrial ecosystem, since symbiosis usually refers only to
cooperation between two organisms. Most of the Kalundborg exchanges
are between geographically close participants--in the case of
thermal transfer this is clearly important, as infrastructure
costs are a factor. But proximity is not essential: the sulfur
and fly ash are supplied to buyers at distant locations.
Perhaps the key to creating industrial ecosystems
is to reconceptualize wastes as products. This suggests not
only the search for ways to reuse waste, but also the active
selection of processes with readily reusable waste. This can
start with just a single process or waste. As an example, Du
Pont used to dispose of hexamethyleneimine (HMI), a chemical
generated during the production of nylon. But when it started
looking for alternatives to disposal, it was able to find a
very successful market in the pharmaceutical and coatings industries.
The prospect of a large-scale, and ultimately
industry-wide industrial ecosystem has been advanced by Robert
Frosch and Nicholas Gallopoulos at General Motors.8
They have given examples of industrial ecosystems involving
individual materials, such as iron and steel, polyvinyl chloride
(PVC), and platinum group metals. Ironically, until the advent
of automotive catalytic converters in the mid-1970s, the platinum
group metals were part of an extremely efficient industrial
ecosystem that recycled 85 percent or more of these metals.
The high value of platinum was obviously an important factor
in this, but the example does indicate that impressive efficiencies
can be obtained in practice. And, in many cases, apart from
the savings in material costs, there can also be substantial
savings in hazardous waste disposal fees.
2 • Balancing industrial input and output
to natural ecosystem capacity
The thrust of industrial ecology is to avoid industrial
stress on the environment. There will nevertheless be many points
of contact between industry and the environment, and there may
be outputs to the natural environment that are in effect using
it as a carrier or transfer medium, or as a cooperative processing
component in the industrial ecosystem.
Industrial ecology will therefore be concerned
with management of the interface between industry and the natural
environment. This will require an expansion of knowledge about
natural ecosystem dynamics on both a local and a global level,
detailed understanding of ecosystem assimilative capacity and
recovery times, and real time information about current environmental
conditions. It will involve studying ways that industry can
safely interface with nature, in terms of location, intensity,
and timing, and developing means of continuously adjusting these
in response to real time feedback about environmental conditions.
It must also involve concern about the risk of catastrophic
failure of industrial operations, stressing design that is intrinsically
incapable of acute environmental impact--much as current design
approaches to nuclear fission reactors stress fail-safe cooling
principles and low radioactive fuel medium concentrations that
are immune to meltdown (although these still have not solved
the problem of radioactive waste accumulation).
Efforts to establish continuous real-time monitoring
of environmental conditions have already begun, as have attempts
to weave these together on a global scale, using advanced computer
technologies, to create a seamless real-time picture of planetary
ecosystem functioning. An awareness of the importance of this
can be seen in Tom Van Sant’s GeoSphere Project, the
creation of a single database of satellite images that reveal
a cloud-free picture of the earth’s entire surface--over which
an overlay of real-time weather patterns will be created. Similarly,
the impact of NASA’s graphic images of stratospheric ozone depletion
over the antarctic played a leading role in consolidating political
support for CFC restraint. Less well known are the equally remarkable
and revealing composite data images from the eight-year life
of NASA’s Coastal Zone Color Scanner (CZCS) satellite. These
remarkable pictures have provided a picture of the seasonal
flux of phytoplankton in the world’s oceans, with significant
gains for scientific understanding of the global carbon cycle.9
NASA’s Upper Atmosphere Research Satellite (UARS) is expected
to provide a similar gain in understanding atmospheric processes.
The value of this kind of data has prompted the ambitious "Mission
to Planet Earth" proposal by NASA, which would place an array
of environmental monitoring satellites in orbit during the 1990s.
A pioneering example of the corporate use of information
technology to integrate environmental, technical, and management
data is provided by Johnson & Johnson (J&J), the international
health-care products manufacturer. Its innovative emergency
management software, "Emergency Information System/Chemicals"
(EIS/C), combines three elements: data, communications technology,
and an electronic mapping capability that allows the company
to show its facilities in detail, down to the floor plans of
individual buildings and precise locations of regulated chemicals.
It can also access regulatory, chemical, and emergency response
data about hazardous materials by drawing on J&J’s "PC-Based
Regulatory, Environmental, Chemical Information System" (PRECIS).10
EIS/C’s maps depict not only the J&J facilities
and the location of chemicals, but also show the surrounding
community, including the location of schools, hospitals, transportation
systems and so on, and can "zoom" out to show the country and
its regional location. The system is also capable of collecting
local meteorological data real-time, and can use this to plot
predicted dispersion plumes of any airborne chemicals, displaying
them on the local area maps. During hazardous chemical emergencies,
local authorities often have difficulty pinpointing where the
accident has occurred, what other chemicals are stored on site,
and other vital information needed for an effective response
to the accident. For this reason, J&J has donated the EIS/C
software, as well as personal computers or the funds to purchase
them, to local emergency management authorities including fire
fighters and police. In this way, it has prepared both itself
and the local communities where it operates for potential chemical
emergencies. As of 1991, EIS/C has been pilot-tested at eight
sites in New Jersey as well as several sites in Portugal, Belgium,
and the U.K., and will eventually be used worldwide.
In the future, the large-scale integration of
environmental data by computer can be expected to merge specific
company and national data, satellite data, and data collected
real-time by large numbers of ground-based electronic and biological
sensors, to provide a truly global real-time picture of environmental
conditions. Sensors already being used around the world for
continuous, unattended environmental monitoring include solid-state
devices that use ultrasound to measure wind speed and direction,
and temperature; and infrared photo-acoustic atmospheric gas
sampling devices that can continuously and selectively monitor
for parts-per-billion traces of toxic or pollutant gas in the
atmosphere. "Biochip" sensors based on active biological sensing
components are also being introduced.
Obtaining and displaying integrated environmental
data will permit study of global ecosystem behavior, the monitoring
of flows or point sources of pollution, and measurement of the
effectiveness of interventions. Much, however, depends on our
theoretical understanding of natural ecology. Ecology is not
by any means a mature science, and simply does not yet have
an adequate large-scale understanding of aggregate ecological
processes. In the period 1980 to 1987, 50 percent of all ecological
studies were conducted on areas less than one meter in diameter,
and 25 percent dealt with areas less than 25 centimeters in
diameter. Similarly, a survey of literature in 1989 showed that
40 percent of ecological experiments lasted for less than a
year, and that only seven percent lasted five or more years.11
A report published in 1990 by the Ecological Society of America
(ESA), Sustainable Biosphere Initiative: An Ecological Research
Agenda,12 emphasizes the need for a wider perspective,
and proposes a list of ten research priorities for ecological
research in response to global environmental problems. It also
identifies twelve "intellectual frontiers of ecology" that focus
on issues of great importance for management of the interface
between industry and the ecosystem.
In ecology today, fundamental aspects of understanding
are in ferment. The application of "chaos theory," the principles
of sociobiology, and even the Gaia theory, are challenging an
earlier picture of the stability and evolution of ecosystems.
A view is emerging that sees ecosystems as "self-organizing"
systems, in which order and complexity are "emergent" properties,
not accidents. As living communities they are able to maintain
themselves independently of the precise mix of species that
compose them, as these can be in constant flux while the ecosystem
itself is sustained.
If ecosystems are "chaotic" systems, they may
have the ability to appear robust and resilient until changing
overall system inputs reach a level at which there is a sudden
"jump" to a qualitatively different pattern of self-organization.
Such changing inputs may well include increases in the amount
of energy being released in the system, or changes in the identity
and amounts of chemicals flowing in the system. And the "inert"
or abiotic part of the natural environment may similarly not
be just the coincidental frame in which life finds itself, but
be the result of active collective regulation by all living
organisms. The "strong" version of this view is the Gaia theory,
which sees the entire planet as a single living organism.13
In support of this view, it can be shown that the gas composition
of the atmosphere is not chemically stable, and is being maintained
only by the activities of living organisms, and that even the
ubiquitous sedimentary crustal rocks are the product of living
processes, much as is the shell of a lobster.
Whatever the final form of these ideas, their
resolution holds considerable practical significance for environmental
management by industry. Rational environmental policies must
be based on scientific understanding of environmental processes,
and if industry is to enjoy rational policy, it has a clear
interest in the development of good theory. Many questions with
less than obvious answers are being generated by new scientific
findings and the advance of technology. For example, as biological
elements begin to be used in industrial processes following
the advent of biotechnology, where exactly is the boundary between
industry and the natural world? Should species be deliberately
introduced into natural ecosystems in order to metabolize industrial
effluents? Is there any level of industrial output that the
environment can tolerate, or must emissions be reduced to zero
irrespective of timing or location?
On the last point, prevailing policies stressing
pollution control were based on the idea that the environment
had an unlimited capacity to assimilate small amounts of pollutants
without harm, but findings that this is not true are now leading
to a shift in policy to emphasize pollution prevention. Ten
states have already passed toxics use reduction laws modeled
on this thinking, but does this mean, by extension, that all
individual industrial processes in the future should be closed
systems? An industrial ecosystem exploits the transfer of industrial
outputs between companies and industries in order to attain
efficiencies of use and reuse. And it is possible to imagine
instances in which the natural environment can act as an intermediary
or carrier of industrial outputs. For example, a net industrial
producer of carbon dioxide (CO2) at one location
might be balanced by a net industrial absorber of CO2
at another location, with the atmosphere acting as the link
or transfer medium. This kind of transfer is actually already
happening--as the Italian agrochemicals group Ferruzi has shown
by its calculation that it is a net absorber of CO2.14
Finding good answers to questions such as these will have considerable
practical significance for industry in the years ahead, and
can be expected to be an important aspect of industrial ecology.
Industrial ecology will also be concerned with
maintaining rates of natural resource use at sustainable levels
and with tolerable environmental impacts. In the case of activities
such as mining, the ecological significance of surface rock
formations will need to be considered, as with recently emerging
concern about the mining of limestone in England, which results
in the loss not only of unique habitats and scenery, but also
of a very significant water reservoir. The limestone region
of the Mendip hills in southern England, for example, which
has lost 190 million tons of hard limestone to quarrying in
the last 20 years, supplies 90 billion litres of drinking water
a year, 40 percent more water per unit area than any other aquifer
in southern England.15 The concept of "renewable
mining"--the substitution of, say, volcanic basalt for many
mundane uses of sedimentary rock--may yet take hold. However,
the mere selection of renewable resources is not enough to avoid
significant modification of ecosystems. The planting of "factory
forests," for example, where old growth forests once stood,
can lead to a dramatic reduction in species diversity.16
Clearly, more is needed than the convenience of a single species
monoculture if entire ecosystems are to be sustainably exploited
on an industrial scale.
In support of practical application of ecological
understanding, it may prove possible to develop specific indicators
or indexes that quantify the impact of industrial ecosystems
on aspects of the natural environment. For instance, an industrial
facility could be given a score for its net CO2 balance
with the environment, and this score could be used to facilitate
industry comparisons, the quantification of environmental audits,
or provide a basis for the assessment of a carbon tax. The severity
of impact on natural ecosystems might also be assessed by the
timescale over which recovery will occur. This depends on which
of three recovery mechanisms are called into play. The first,
and most rapid, is population regrowth, which occurs when a
single species is affected. The second is "succession," in which
many species are affected, and in which recovery involves recreation
of the entire ecosystem as food chains are rebuilt from the
bottom up, a process that can take considerably longer. The
third recovery mechanism, with the longest timescale, is evolution,
required in cases where human change to the environment is so
extreme that recolonization actually requires new organisms.
The flows of chemicals between industry and the
biosphere can be mapped using the "mass balance" approach and
the concept of "materials cycles." The "mass balance" method
uses numerical data for direct inputs of materials, available
from economic statistics or individual company records, in combination
with chemical or engineering details of the processes being
studied. This can give more accurate assessment of waste releases
into the environment than direct measurement of waste streams,
particularly when the wastes are emitted along with large volumes
of combustion products or wastewater.
The concept of "materials cycles" is an extension
of the idea of biological cycles, such as the carbon and nitrogen
cycles, to include flows within the industrial system. Quantified
flow charts of the type shown generically in Figure
5 can be used to integrate a wide array of data, providing
a basis for comparing natural and industrial flows, in terms
of volumes, flow paths, and environmental sinks. They are an
excellent starting point for analysis of the environmental impact
of industrial flows, and for the development of environmental
improvements and modifications by exploiting potential trade-offs
and choices. They can also serve as communications tools for
conveying the logic and rationale of complex environmental decisions
in an accessible way.
Ultimately, with sufficiently subtle understanding
and genuine concern, active management of the industrial interface
with the biosphere may become a coordinated effort of environmental
monitoring and real-time adjustment comparable to the management
of large infrastructure networks--such as demand and supply
management in electricity grids, or traffic routing management
in national telephone systems.
3 • Dematerialization of industrial output
Much of the environmental impact of industrial
activity is a result of the energy consumption and mobilization
of matter that make industrial production possible. In the environmental
debate beginning in the 1970s it was assumed that increases
in economic prosperity and further economic growth were inevitably
linked with worsened environmental impact. It was therefore
argued that economic growth and industrial activity would have
to be slowed or reversed in order to solve environmental problems
in any fundamental way. Today, this relationship is no longer
obvious.
In industrially developed economies, "dematerialization"--a
decline in materials and energy intensity in industrial production--is
an established trend. When measured in terms of physical quantity
per constant dollar of Gross National Product (GNP), basic materials
use has been falling since the 1970s, and has even levelled
off when measured in terms of the quantity consumed per capita.
Practical examples of this trend are the steadily declining
size and increasing power of computers, or the nearly 20 percent
drop in the average weight of U.S. automobiles between 1975
and 1985.17 And microstructural engineering of smart
materials is yielding ever lighter, higher-performance components.
The trend toward dematerialization is being driven
by at least four factors:
• First, the cost of producing materials has been
increasing, largely because materials processing tends to be
energy-intensive.
• Second, there is increasing competition from
substitute materials, many of which are lighter and have superior
properties to basic materials such as steel. This results in
actual substitution of materials with lower mass, or in the
introduction of specialty versions of basic materials which
give improved performance with less mass for the same function.
An example is the increasing use of high-strength steels in
automobile manufacture, since each kilogram of high-strength
steel replaces 1.3 kilograms of standard carbon steel.18
• Third, materials have successively saturated
the markets for their bulk use. Just as the major uses of steel
and cement have been in the construction of civil infrastructure,
which is now essentially complete in industrialized countries,
so the market for cars and consumer durables per capita is now
also essentially saturated, and consists primarily of replacement
demand.
• Fourth, following on the last point, discretionary
income now tends to be spent on goods and services with a lower
materials content per consumer dollar, since there are no major
new consumer product categories with a high materials content
per dollar.
The basic trend to dematerialization appears well
established, and is clearly environmentally favorable, since
it demonstrates that economic growth is becoming increasingly
decoupled from growth in materials use--a fundamental issue
in the "growth versus environment" debate. In effect, value
is increasingly being added by emphasizing product-related information,
or embedded knowledge, rather than product mass. Nevertheless,
there are a number of factors that run counter to dematerialization,
and with which industrial ecology needs to be concerned. The
first is product quality. Improvements in product quality generally
lead to enhanced dematerialization, but if product quality is
poor, although individual product mass may be lower, products
are likely to be discarded sooner, leading to increased materialization
of waste. Linked with this is the need for increased provision
for repair and recycling of products. The recent emergence of
Design for Disassembly (DFD) is a response to the recognition
that product design has increasingly emphasized ease of manufacture
above ease of repair or recycling. In many cases products are
no longer assembled with traditional fasteners such as screws
and cannot be dismantled without destroying their components.
In addition, components frequently represent a mix of different
materials and cannot easily be recycled. Recent legislation
in Germany mandating the ability to dismantle cars rapidly into
homogenous component parts, is likely to lead to widespread
development of DFD skills.
At the same time, there needs to be a recognition
that although improvements in technology and materials science
tend to lead to long-term gains in dematerialization, there
may need to be tolerance for transient increases in materialization
while a new technology is establishing itself. A case in point
would be the major growth in demand for office paper caused
by information technology--desktop computers and photocopiers.
In spite of the fact that the microchip is perhaps the best
example of technology with a dramatically declining ratio of
product mass to dollar value, and product mass to embedded knowledge,
the "paperless office" has failed to arrive.
Yet the accelerated materialization of paper could
be reversed by perhaps three further innovations, each of which
the computer industry is striving to develop: an increase in
the image resolution of computer displays to just beyond the
limit of optical resolution of the human eye (the strategy used
in good four-color process printing, but not yet reached even
by high-definition television), combined with readily portable
large-area displays (transistorized "active matrix" flat panel
displays are moving well in this direction), and a really convincing
permanent memory medium (magneto-optical disks and drives are
a good potential candidate since they are impervious to stray
magnetic fields). Together, these could make reading from a
computer as acceptable as reading from a piece of paper, and
could remove the feeling that paper was needed for secure storage.
Industrial ecology could introduce "materialization
impact statements" or an "index of materialization" for products
and technologies to focus the need for additional development
effort specifically aimed at enhancing dematerialization. The
trend to dematerialization applies not only to materials, but
also applies to energy when measured in terms of energy consumed
per dollar of GNP. Thus, materialization impact assessments
could routinely review the materials and energy intensity of
products using measures such as the power consumed in manufacturing
per dollar of product value. We may come to regard kWh/$, or
kg/$, as an important attribute of new products we are planning
to buy.
An example of a conscious move to energy "dematerialization"
is being provided by the recent move by many electricity generating
utilities to deal with growing electricity demand in a new way.
Utilities in 19 states have chosen to invest in energy conservation
as an alternative to new generating capacity. By offering users
energy saving technology, such as compact fluorescent lamps,
and adding a fractional charge to their bills over an extended
period, they can continue to show a good return on investment
while at the same time meeting demand, and without incurring
the environmental impact of increased electricity generating
capacity. This demonstrates that with enough ingenuity, profitable
operation of a business can be deliberately and successfully
decoupled from growth in materialization.
Lastly, industrial ecology would not only seek
the deliberate enhancement and acceleration of dematerialization,
but also look for ways for newly industrializing economies to
leapfrog over older, highly materializing industrial practices
to develop intrinsically less environmentally demanding industrial
patterns from the outset. By focusing advanced materials and
design knowledge on the opportunities for radical dematerialization
of basic civil infrastructure, it may prove possible to sidestep
the massive materials use that has until now been seen as an
intrinsic feature of the early stages of industrialization.
The available evidence suggests that increasing
the efficiency of industrialization as an overall development
process is feasible, since as different national economies have
industrialized their respective peak energy intensities have
fallen steadily. When the UK industrialized it was using the
equivalent of about 1.02 metric tons of petroleum to yield $1000
of Gross Domestic Product (GDP) at its peak intensity in 1880.
When US energy intensity peaked in 1915 it was at the equivalent
of about 0.95 tons, whereas Japan, one of the more recent countries
to industrialize, peaked at only about 0.42 tons in 1950.19
The average energy intensity of industrialized economies today
is about 0.35 tons, but the peak value for economies that are
currently industrializing is somewhat higher.
A deliberate effort to develop technologies for
dematerialization could provide businesses in industrially developed
countries with excellent new markets while at the same time
making a crucial contribution to global environmental quality.
4 • Improving the metabolic pathways of
industrial processes and materials use
Industrial metabolism and industrial ecosystems
are parallel concepts. The idea of the industrial ecosystem
focuses on the efficient interchange of byproducts and intermediates
between industrial players, which roughly correspond to the
individuals of a species in the biological ecosystem. Industrial
metabolism,20 on the other hand, is concerned with
the efficiency of the metabolic processes occurring within the
species individuals, which roughly correspond to the individual
firms or industrial process operations. In biology, metabolism
refers to the chemical processes and pathways within the living
organism by which food is assimilated, complex chemicals are
synthesized for maintenance and growth, and energy is stored
or released.
Systematic study of the type and pattern of chemical
reactions and materials flows in the industrial system indicates
a number of potential areas of improvement. Almost all industrial
processes are fossil-fueled and often involve high temperatures
and pressures. They also tend to involve multiple separate steps,
in which the intermediate metabolites are incorporated into
the next production stage, or released as wastes, rather than
being reused. Reducing the number of process steps can be a
powerful means to increased energy efficiency. If a complete
process has four steps, each with 60 percent energy conversion
efficiency, the efficiency of the total process is the arithmetical
product of the steps: 12 percent. If the process had only three
steps, its efficiency would be 21 percent. Deleting process
steps is often more feasible than achieving the equivalent incremental
improvements in the efficiency of each step.
In addition, many of the end uses of materials
are dissipative--that is, they are dispersed into the environment
as they are used, with no hope of recovery for recycling.21
Car and truck brake pads and tires, for example, leave a finely
distributed powder on our highways as they wear down. This becomes
more serious when toxic heavy metals are involved. Changes in
technology could avoid dissipative uses of materials--in the
case of car brakes, for example, vehicles could in principle
use electrically-regenerative or flywheel-storage braking that
not only avoids thermally- and materially-dissipative friction,
but actually recaptures the vehicle’s energy of motion and stores
it for later use.
Compared with the elegance and economy of biological
metabolic processes such as photosynthesis, or the citric acid
cycle, most existing industrial processes appear to be far from
their potential ultimate efficiency in terms of the basic chemical
and energy pathways they use. This suggests that biotechnology
may offer the promise of radically improved industrial process
pathways, perhaps able to move from primary feedstocks to final
products in a single step, while regenerating process intermediates
much as the energy carrier adenosine triphosphate (ATP) is regenerated
in cellular metabolism. Biological metabolism is primarily fueled
by solar energy and operates at ambient temperatures and pressures:
if this were true of industrial metabolism, there could be significant
gains in plant operating safety. A simple example of the replacement
of a mechanical process by a biological process is the established
bacterial processing of metal ore, which has allowed extraction
from mine tailings that were previously uneconomic to process
further.22
Minnesota Mining and Manufacturing Company (3M),
provides an excellent example of the industrial metabolic improvement
approach in practice: its frequently cited "Pollution Prevention
Pays" or 3P Program. Initiated in 1975, the 3P Program has resulted
in more than 2,700 successful projects in its first fifteen
years, while yielding $500 million in savings for the company
and a 50 percent reduction in pollution per unit of production.
Many of 3M’s products involve coating processes.
Typically, coatings are dissolved in solvents, so that they
can be applied evenly and thinly; the solvents are then dried
off with heat. The problem is that, as they dry, solvents like
toluene, xylene, and methyl ethyl ketone are released into the
air. Pollution control equipment can reduce these air emissions
by as much as 85 percent, but these "add-ons" are expensive
to operate and still allow 10 to 15 percent of the solvents
to be released. 3P was an attempt to find lower cost and longer-lasting
solutions. Its objective was simple: to prevent pollution at
the source in both products and manufacturing processes, rather
than removing it from effluent after it has been created.
Although the concept was not unique, even at the
time it was instituted, the idea of applying pollution prevention
companywide and worldwide, and recording the results, had not
been attempted before 3M’s initiative. 3P encourages technical
innovation to prevent pollution at the source through four methods:
product reformulation, process modification, equipment redesign,
and resource recovery. Projects that use one of these methods
to eliminate or reduce pollution, save resources and money,
and advance technology or engineering practice are eligible
for recognition under 3P. In the course of fifteen years, worldwide
annual releases of air, water, sludge, and municipal solid waste
pollutants from 3M operations has been reduced by half a million
tons, with about 95 percent of the reductions coming from U.S.
operations.23
The ideal end-point of improved industrial metabolism
would be advances across the spectrum of industrial processes,
bringing them more into line with the metabolic patterns used
in the natural ecosystem. The creation of industrial ecosystems
would be made easier, as would management of the interface between
industry and the biosphere. In-process energy demands would
be reduced, processes would be safer, and industrial metabolites
would be more compatible with natural ecosystems. This is undoubtedly
a longer-term objective, but even in the form of modest, systematic
process improvements, industrial metabolism has much to offer
as a way of thinking about the environmental compatibility of
industrial processes, and for this reason is an important component
of industrial ecology.
5 • Systemic patterns of energy use
Energy is the life-blood of industrial activity.
The extraction, transportation, processing, and use of energy
sources account for the largest environmental impacts of the
industrial system. A global, systemic, environmentally-oriented
approach to energy technology and supply infrastructures is,
therefore, a high priority of industrial ecology.
Existing patterns of energy sourcing and distribution
are unsustainable, both in terms of pollution and because they
are based on finite fossil energy resources. Even nuclear fission,
viewed over the long term, probably suffers from a low or even
negative net energy yield when the total "life cycle" cost of
construction, fuel production, decontamination, decommissioning,
and waste storage is deducted. Moreover, whenever energy is
released in the global ecosystem in excess of the ambient energy
load, it amounts to stress that the system has to absorb. The
current prospect of global warming illustrates what may happen
as a result.
The use of carbon-containing fossil fuels is at
the heart of the problematic release of the "greenhouse gas"
CO2 and a good part of the associated global warming
problem. Every ton of carbon in fuel combines with oxygen in
the atmosphere to release 3.66 tons of CO2. But the
amount of carbon in fossil fuel varies significantly. Expressed
as the proportion of carbon to hydrogen, fuelwood is roughly
91 percent carbon, coal 50 percent, oil 33 percent, and natural
gas 20 percent.24 What is interesting about these
ratios is that the fuels used as the industrial system has evolved
have become increasingly hydrogen-rich. In fact, in theory at
least, pure hydrogen would be the ideal "clean fuel." When it
burns, it releases only water vapor as it combines with oxygen
in the atmosphere.25
This attractive characteristic has led to the
concept of a future "hydrogen economy." Although formidable
practical development hurdles need to be overcome, this scenario
could represent the ultimate environmental energy supply infrastructure.
The hydrogen would be produced from water using heat or electricity,
with the energy for this being supplied by solar or hydro power
(energy for hydrogen production can also be supplied by fossil
fuels or nuclear power, but the total system would then no longer
be based on ambient energy). The hydrogen would then be transferred
by pipeline to its point of use, acting as a much more efficient
energy carrier than electric power grids, and having the advantage
that it can be used as fuel by conventional internal-combustion
engines. A study conducted in 1989 at the Center for Energy
and Environmental Studies at Princeton University compared the
flammability, energy of ignition, and speed of travel through
air, of hydrogen, natural gas and gasoline, and found that no
fuel was inherently safer than the others.26 The
logistics and business infrastructure of a hydrogen supply industry
would appear to resemble those of the existing oil industry,
and as a result the scenario is of interest to major oil companies.
In Germany, the Federal Ministry of Research and Technology
is funding research by Mercedes-Benz into hydrogen-fueled vehicles.
In Canada, there are plans to construct a hydroelectric-powered
100-megawatt pilot plant capable of producing 2 tons of hydrogen
an hour. The hydrogen would be shipped to Europe under an agreement
with the European Commission.
Under this scenario, there would initially be
a high energy cost to construct the necessary pipeline, transport,
and storage infrastructure, and to manufacture and install the
long-life ambient energy capture devices such as photovoltaics
or solar thermal collectors. This energy could be provided by
fossil fuel in what would amount to a transfer from our energy
"capital" account in the earth’s crust, to another form of energy
supply "capital"--an ambient energy infrastructure.
This scenario may not represent the final shape
of the energy supply infrastructure of the future, but it does
illustrate the systemic thinking that is required. Already,
aspects of this logic are being applied. Construction of new
electricity generating capacity around the world is tending
to favor highly efficient combined-cycle gas turbine technology
that burns natural gas, and natural gas is widely seen as the
low-carbon "bridge" to a post-fossil fuel economy. Industrial
ecology will be intensely concerned to promote the development
of an energy supply system that functions as a part of the industrial
ecosystem, and is free of the negative environmental impacts
associated with current patterns of energy use.
6 • Policy alignment with a long-term perspective
of industrial system evolution
As industrial ecology frames a new paradigm for
structural balance and environmental optimization in the industrial
system, it cannot avoid the inevitable policy dimension of such
a broad goal. If it is to achieve its full impact, it will certainly
need to be backed up by innovative new policies that coherently
align financial, economic, and regulatory score-keeping on an
international basis. There are a variety of policy issues that
need to be addressed in order to do this.
Probably the primary policy concern is the resolution
of the extensive debate in recent years about the need to reflect
the true costs of environmental degradation in market pricing.
The tax on CFCs following the Montreal Protocol is clear evidence
that even in the United States there is a basic willingness
to redirect technology for environmental ends. The real question
now is what form the full range of these attributed costs will
take, when and how they will be applied, and with what degree
of consistency across jurisdictions.
It appears inevitable that steps will be taken
internationally to place a money price on environmental damage--referred
to as a negative "externality" because it is external to economic
accounting, and therefore regarded as free of cost by the market.
There are at least two basic mechanisms being proposed for this
direct transfer of environmental costs into the market domain.
The first is the imposition of "green" or "Pigovian" taxes (after
the economist Pigou), such as the tax on CFCs. Proposals have
been made for a tax of anywhere from $6 to $28 per ton on carbon-containing
fuels to counter the release of carbon dioxide, and it has been
suggested that similar taxes could be applied to environmental
issues ranging from the use of virgin rather than recycled materials,
to the overpumping of groundwater. Most such proposals recommend
that there should be an offsetting reduction in personal and
corporate income taxes, or that the revenue stream should be
used to fund a transition to an ecologically benign economy.
An alternative approach to the transfer of environmental
costs is being proposed by those who say green taxes would simply
generate additional bureaucratic inertia. They propose instead
that governments should issue a finite number of pollution permits
of various types, which could be bought and sold in the market,
creating a financial incentive to reduce pollution. To reduce
the sum total of pollution over time, the government could issue--or
auction--a progressively smaller pool of permits each year,
or buy them back from a permanent pool to remove them from the
market, as could others, for example environmental groups. The
United States Environmental Protection Agency (EPA) used this
approach during the phaseout of leaded gasoline in the United
States, and is currently using it in Los Angeles in a program
called "emissions trading." Not only does this program appear
to be working within its defined limits, but in 1988 3M voluntarily
returned rather than sold 150 tons of air emission credits worth
more than $1 million in order to ensure that its efforts resulted
in a net reduction of air pollution.
Not only does the market not see the "hidden"
cost of environmental damage, but it undervalues environmental
capital by applying market interest rates when making decisions
about the use of natural resources. If a forest growing at two
or three percent a year is compared with a lumber mill that
will earn, say, a 15 percent return on investment, the market
is likely to sacrifice the forest to feed the mill. As a result,
it has been suggested that the discount rates used when making
"present value" decisions about environmental assets should
reflect natural growth or ecosystem recovery rates.27
The scorecard used to measure the performance
of national economies is Gross National Product (GNP), yet this
allows no depreciation for depleted or damaged natural resources,
and is increasingly coming under fire for being an inadequate
measure of national prosperity. A number of alternatives or
supplements have been proposed that would provide a more balanced
picture. The United Nations Development Program (UNDP) has proposed
a supplementary "Human Development Index" (HDI), and World Bank
economist Herman Daly has calculated an "Index of Sustainable
Economic Welfare" (IESW), which accounts for a variety of environmental
deficits.28
On a somewhat different tack, research with historical
data indicates that the industrial system as a whole shows evidence
of "regularities," predictably structured patterns of evolution
and growth.29 These regularities essentially show
that such things as the emergence of new technologies, or the
progressive sophistication of fuel sources, follow consistent
and predictable S-shaped curve growth patterns. An awareness
of these patterns can have value in ensuring that policy is
not swimming upstream against emergent characteristics of the
industrial system.
Environmental legislation needs to be both robust,
and flexible and experimental in spirit, with a provision for
self-correction: attributes that are often difficult to achieve
in practice. Sometimes there may be potential for non-legislative
means of policy implementation. An example is the EPA’s "Green
Lights" program. This involves voluntary "contracts" between
the EPA and individual companies that commit them to install
advanced, cost-saving lighting fixtures and lamps. The EPA supplies
technical and cost information, and, crucially, the motivation
for an energy-saving measure which might otherwise not occur
simply because it was too low a priority on the corporate agenda.
All these policy options, and others, will benefit
by being viewed from the systemic perspective that industrial
ecology can provide. It is likely that an analysis based on
industrial ecology will prove to be the most effective way both
of discriminating between policy options and of achieving an
integrated policy platform for the environment.
Future Developments
Looking ahead, the long run outcome of an industrial
ecology approach can be sketched in outline. In terms of the
types of ecosystems that will exist, it is likely that there
will be not just one class of industrial ecosystem, but an entire
spectrum of ecosystems. These would run from single material
ecosystems, such as the recycling system for aluminum beverage
cans, through a variety of more complex industrial ecosystems,
and hybrid bio-industrial ecosystems, to original natural ecosystems
(see Figure 6). To
give this perspective, we should remember that human modification
and manipulation of ecosystems is as old as agriculture. The
challenge we face now is the need to integrate industry into
the equation, and consciously to design a world that is both
aesthetically pleasing, biologically stable, and economically
productive. This is not unprecedented--the "green and pleasant
land" of 19th and early 20th century England was almost entirely
shaped by human activity, as are the ubiquitous, and exquisitely
productive, sculpted rice paddies on the mountain slopes of
Java and Bali. The "gardening of the planet" need not be as
far-fetched as it sounds.
In the future, the scale of our activities is
likely to be so great, and arguably is already, that no part
of the world will remain entirely "natural." As a result, it
will not be possible to define natural ecosystems, or nature
itself, simply by referring to "what is out there." We will
need to define, along many dimensions, the parameters of what
is valuable in a natural system, so that we can monitor and
regulate the degree of impact we have on it, and have a basis
for restoring it if necessary.
A "vision of the environment," or a "target state"
for the natural world, will need in part to be expressed in
terms of dynamic processes, not only in terms of static ecosystem
elements--a mere listing of species. Our picture of an ecosystem
tends to be focused on the actors--but it is their actions and
the contribution they make that are important to the maintenance
of the ecosystem. Ecosystems tend to be in continual flux, with
the mix of species changing over time, and we will need to recognize
this by identifying the values and outputs that are contributed
by these dynamic elements.
Another dimension of environmental quality is
the recreational and aesthetic value of the natural environment.
It is clear that scientific and technical arguments are not
the sole driving factor in public concern about environmental
issues. People derive high emotional and psychic value from
the health and beauty of their environment, and corporations
might wonder if they should establish a parallel between this
and the care they devote to high aesthetic quality in marketing.
One aspect of a company’s image may come to be the contribution
it makes to shaping its customer’s total quality of life--not
merely in the products it supplies, but also in ensuring that
it does not in the process degrade other aspects of that person’s
life experience. An example of this would be the brilliant advertisement
run by Shell in the United Kingdom a decade ago, showing a shimmering
vista of English countryside alongside this headline: "Wouldn’t
you protest if Shell ran a pipeline through this beautiful countryside?"
followed on the next line by "They already have!"30
In this very effective advertisement, the appeal was grounded
in the company’s concern and competence in terms of the pure
aesthetic quality of the environment.
The definition of nature and of environmental
quality will not, in short, be something we can take for granted,
but something we will have to make a positive effort to formulate.
This will be a cultural challenge, as well as a challenge of
knowledge and analysis for ecology, but it will be vital to
creating an optimal interface between industry and the biosphere.
The task of industrial ecology will be to provide the means
of maintaining the key defined parameters of the natural environment,
allowing the industrial players to collectively "condition"
their environment in a manner reminiscent of the Gaia theory.
The result of an industrial ecological approach
over time will be a gradual overall transition, taking several
decades, to an eco-industrial infrastructure (see Figure
7), so that all process systems and equipment, and plant
and factory design, will eventually be built to interconnect
with industrial ecosystems as a matter of course. Older, "linear
flow" concepts of design will be considered obsolete, and a
dominant new generation of technology will have come into being,
characterized not necessarily by the novelty of its principles,
but by its ability to interlock with other parts of an industrial
ecosystem. To a great extent, the industrial leaders of tomorrow
will be those who now recognize the conceptual logic of this
new approach to technology and invest in the R&D to achieve
it.
Conclusion
The concept of industrial ecology may at first
appear impractical or overly idealistic, but it is almost certainly
the most plausible model for the industrial-environmental nexus
of the future. Individual researchers at organizations as diverse
as AT&T Bell Laboratories, Carnegie-Mellon University, Princeton
University’s Center for Energy and Environmental Studies, and
General Motors are actively studying or promoting the concept.
In addition, major corporations that are environmental leaders
are in effect already beginning to put industrial ecology into
practice. Its component elements are evident in their policies
and practices, even though these companies may not explicitly
recognize the concept.
Industry is rapidly moving into an era of new
values concerning the environment, in which "corporate environmentalism"
will be essential for profitability and business survival. The
speed with which a corporation understands and addresses these
changing norms and values will define a large part of its competitive
edge in the future.31 The benefit offered by industrial
ecology is that it provides a coherent framework for shaping
and testing strategic thinking about the entire spectrum of
environmental issues confronting industry. Executives and policymakers
who take steps to absorb and appreciate this new mode of thinking
now will find themselves and their organizations at a very real
advantage in the world of the future.
References
- Clark, William C., "Managing Planet Earth" Scientific
American (Special Edition, September 1989), p. 51.
- Carson, Rachel, Silent Spring (Boston: Houghton
Mifflin, 1962).
- Meadows, D. H., et al., The Limits to Growth (New
York: Universe Books, 1972).
- Barney, Gerald O., Study Director, The Global 2000
Report to the President: Entering the 21st Century (New
York, Oxford U.K.: Pergamon Press, 1980).
- Simon, Julian L., and Herman Kahn, editors, The Resourceful
Earth: A Response to Global 2000 (Oxford, U.K.: Basil
Blackwell, 1984).
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52–59: for a related discussion.
About the Author
About the Author Hardin Tibbs, the author of this
article, is a management consultant with extensive international
experience. He is CEO of Synthesys Strategic Consulting Pty
Limited, an Australian-based strategic management consulting
firm. Hardin specialises in futures analysis and strategy development,
and is an experienced scenario planner. In addition to his strategy
work, Hardin has made significant contributions on issues involving
technology and environment. Hardin was formerly a Senior Consultant
at Global Business Network (GBN), the California-based scenario
planning firm headed by Peter Schwartz and described in "The
Art of the Long View" (the leading business book on scenario
planning). He continues to work with GBN internationally. Before
joining GBN, Hardin was a consultant with Arthur D. Little,
Inc., the international management and technology consulting
firm based in Cambridge, Massachusetts. Prior to moving to the
United States, Hardin was an entrepreneur and consultant in
England and Europe. He has a Master of Science in Management
(MSM), and a BA degree in Industrial Design Engineering.
Acknowledgment
This 1992 article is a slightly edited version
of a paper by Hardin Tibbs also entitled Industrial Ecology:
An Environmental Agenda for Industry, published by Arthur D.
Little, Inc. in 1991. The author is grateful for permission
to republish.
The author can be contacted through:
Global Business Network
PO Box 8395
Emeryville, CA 94662 USA
Telephone (510) 547-6822; facsimile (415) 547-8510
Web site http://www.gbn.org
or directly at:
Synthesys Strategic Consulting Pty Ltd.
117 Hawkesbury Crescent
Farrer ACT 2607 Australia
Telephone: work +61 2 6290 0734; facsimile +61 2 6290 0732 E-mail:
htibbs@well.com
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